Author: Norman D. Levi
Publisher: RAND Corporatio
Keywords: korea, polices, north, over, korean, south, sunshine, debate
Number of Pages: 144
Published: 2003-03-25
List price: $20.00
ISBN-10: 0833033212
ISBN-13: 9780833033215

The debate in South Korea over the government’s engagement policy toward North Korea (the "sunshine" policy) did not start with Pyongyang’s recent admission that it has been secretly pursuing a nuclear weapons program in violation of multiple international commitments. However, the evolution of the debate will be an important determinant of how the South Korean and broader international response to this latest North Korean challenge ultimately ends. This book provides a framework for viewing South Korean responses to this challenge, examining the South Korean debate over policies t

Authors:David P. McCaffrey, David W. Hart,
Publisher: Oxford University Press, USA
Keywords: legal, hazards, competitive, pressures, manage, firms, street, polices, itself, securities, wall
Number of Pages: 224
Published: 1998-07-30
List price: $100.00
ISBN-10: 0195111877
ISBN-13: 9780195111873

This book explains how the self regulatory system for U.S. securities firms works with three tiers of supervision. Overseeing the whole system is the U.S. Securities and Exchange Commission, which directly supervises the self-regulatory organizations such as the New York Stock Exchange and the National Association of Securities Dealers. In turn, these self-regulatory organizations oversee the broker-dealers who conduct the daily business of buying and selling securities. The system relies heavily on the firms’ internal supervisory systems to prevent violations of securities laws, since t